A 510(k) submission to the U.S. Food and Drug Administration (FDA) is a premarket notification required for demonstrating that a medical device is substantially equivalent to a legally marketed predicate device. The submission must be well-organized and comprehensive. Below is a typical Table of Contents (ToC) structure for a 510(k) application, including sections and subsections:
1. Cover Letter
- Applicant information
- Device name and intended use
- Predicate device information
- Statement of substantial equivalence
- Signature of the submitter
2. FDA Form 3514
- Completed and signed FDA Form 3514 (510(k) Submission Form)
3. Table of Contents
- Detailed list of all sections and subsections with page numbers
4. Executive Summary
- Brief overview of the device and its intended use
- Summary of technological characteristics
- Comparison to the predicate device
- Conclusion of substantial equivalence
5. Device Description
- Device Name and Model Number(s)
- Intended Use and Indications for Use
- Device Classification
- Regulatory History (if applicable)
- Technical Specifications
- Materials
- Dimensions
- Design features
- Labeling
- Device labels
- Instructions for Use (IFU)
- Packaging labels
- Sterilization and Shelf Life (if applicable)
- Software Description (if applicable)
6. Substantial Equivalence Discussion
- Predicate Device Identification
- Predicate device name and 510(k) number
- Predicate device intended use
- Comparison to Predicate Device
- Technological characteristics
- Performance data
- Materials
- Design
- Conclusion of Substantial Equivalence
7. Performance Testing
- Biocompatibility Testing (per ISO 10993)
- Electrical Safety and Electromagnetic Compatibility (EMC) (per IEC 60601 series, if applicable)
- Software Validation (per IEC 62304, if applicable)
- Mechanical Testing
- Sterilization Validation (if applicable)
- Shelf Life and Packaging Validation (if applicable)
- Clinical Data (if applicable)
8. Labeling
- Device Labels
- Instructions for Use (IFU)
- Packaging Labels
- Promotional Materials (if applicable)
9. Risk Analysis
- Risk Management File (per ISO 14971)
- Hazard Analysis
- Risk Control Measures
- Residual Risk Assessment
10. Biocompatibility
- Summary of biocompatibility testing
- Compliance with ISO 10993 standards
11. Sterilization and Shelf Life (if applicable)
- Sterilization method and validation
- Shelf life testing and results
12. Software Documentation (if applicable)
- Software Description
- Software Development Process (per IEC 62304)
- Software Risk Management
- Software Verification and Validation
13. Clinical Data (if applicable)
- Summary of clinical studies
- Literature review
- Clinical evaluation report
14. Appendices
- Test Reports
- Engineering Drawings
- Risk Management File
- Additional Supporting Documentation
15. Truthful and Accurate Statement
- Declaration that the information provided is truthful and accurate
16. Financial Certification or Disclosure Statement (if applicable)
- FDA Form 3654 (Financial Certification or Disclosure Statement)
17. Indications for Use Statement
- FDA Form 3881 (Indications for Use Statement)
18. Additional Information (if applicable)
- Any other relevant information requested by the FDA
Notes:
- The structure and content of a 510(k) submission may vary depending on the type of device and its complexity.
- The FDA provides a 510(k) Refuse to Accept (RTA) Checklist to ensure all required sections are included before submission.
- It is highly recommended to consult the FDA’s 510(k) Program Guidance Documents and work with regulatory experts to ensure compliance.
This structure ensures that the FDA can efficiently review the submission and determine substantial equivalence to a predicate device.
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